|
S.No |
Division
Name |
Name |
Designation |
|
1. |
Market
Division |
Dr. M. Mathisekaran
|
Member |
|
A |
Unit-I |
|
i) New applications for recognition of Exchanges, upgradation of
Exchanges.
ii) Governance of
National and Regional Exchanges (including Articles of Association,
Regulations & Byelaws and nomination of Independent Directors)
iii) Capital adequacy, Open Position Limits, Settlement Mechanism and related matters. iv) Inter-ministerial
fiscal and other policy issues including HLCC/FSDC
v) Parliamentary Committee and
parliament matters
vi) Any other
matter/correspondence/interaction with Exchanges not covered under
any other division
vii)International affairs including
IOSCO
viii) Issues relating to spot Exchanges and Warehouse Receipt System
|
Mrs Usha Suresh |
Director |
Dr K. M. ShivaKumar |
Director |
|
B |
Unit-II |
|
i) Settlement Guarantee Fund and Investor
Protection Fund.
ii) New contracts, Contract designs,
Trading permissions in Commodity --specific (Regional)
Exchange
iii) New contracts, Contract designs,
Trading permissions in National Exchanges.
iv) Market Research as well as
commodity studies- Price analysis, conducting surveys, developing and
maintaining data base
v)
Risk Management Group(RMG)
|
Mrs Usha Suresh |
Director |
|
Ms. Usha Pol |
Director |
Dr K. M. ShivaKumar |
Director |
|
2. |
Monitoring & Surveillance Division |
Dr M. Mathisekaran |
Member |
|
i) Monitoring and Surveillance of
trade.
ii)
Margins, Speceial Margins, Price Circuit Limits,
iii) Complaints specific to trade /margin /settlement of specific
nature, having direct bearing on current trade in the Exchanges. (If
of the nature of manipulation, market abuse or illegal activities,
then the same may be reffered to Enforcement Branch in the Legal
Affairs Division)
iv) Inspection and
Audit of Exchanges, Exchange Members and other Intermediaries.
|
|
Mrs Usha Suresh |
Director |
|
Mr P.N.Tiwari |
Director |
|
Ms. Usha Pol
|
Director |
|
Mr V.C.Chaturvedi |
Director |
|
Mr K. Jayanth |
Director |
|
Mr R. Dharmarajan |
Director |
|
Dr K. M. ShivaKumar |
Director |
|
3. |
Intermediary
Registration Division |
Dr M. Mathisekaran |
Member |
|
A |
Unit-I |
|
i) Complaints against
Intermediaries.
ii) Intermediary registration, Certification
iii) IT matters.
|
Mr K.Jayanth
|
Director |
|
B |
Unit-II |
|
i) Website Development and Management
ii) New Projects/ Externally Assisted Projects.
iii) Consultancies
iV) Plan Schemes
a) Price Ticker Board
b) Awareness/Training Programmes
c) Workshops,Seminars,Conferences
v) Coordination Committee of Exchange CEOs
vi) Matters relating to Relationship
Management. (Media, Stakeholders, Clients, public, Universities,
Institution)
vii) Annual Report, Bulletin and
other preparation of literature on derivatives in Commodities.
viii) Monthly/Quarterly Reports/ D.O. Letters.
ix) Market Development, matters relating to new Stakeholders
including Aggregators.
|
Mrs Usha Suresh |
Director |
|
Mr P.N.Tiwari |
Director |
|
Shri V. C. Chaturvedi |
Director |
|
Dr K. M. ShivaKumar |
Director |
|
4. |
Legal Affairs Division |
|
A. |
Legal Affairs Branch |
Dr M. Mathisekaran |
Member |
|
i) Review legal and regulatory framework.
ii) Amendment to
Act/Rules. Framing of Rules and Regulations (in consultation with
the concerned division).
iii) Vetting of Articles of Association, Regulations and Byelaws
of the Exchanges (to support Market Division).
iv) Judicial/ legal proceedings.
v) Legal opinion- interaction with Law Ministry
vi) Library. |
Mr P. N. Tiwari |
Director |
|
B. |
Vigilance & Enforcement Branch |
|
|
|
i) Market Vigilance and Intelligence.
ii)
Investigation/Enforcement.
|
Mr P.N.Tiwari |
Director |
|
5. |
Administration Division |
|
i) Establishment.
ii) General Administration including
HR, Recruitment, Training (Internal)
iii) House Keeping and Estate
Management.
iv) Purchase, Maintenance
Contracts, Accounts.
v) Records keeping and Disposal
vi) Internal Vigilance.
vii) Official Language. |
Mr P.N.Tiwari |
Director |
|
|
RTI |
Mrs Usha Suresh
Shri K. Jayanth
Shri V.C.Chaturvedi
Mr Suresh Nair |
Transparency Officer
Grievance Officer
CPIO
CAPIO |
|
Regional Office |
FMC's Regional office :-
3rd M.S.O.Building,'D' Wing, DF-Block, 3rd Floor, Salt Lake, Kolkata
- 700 064. Tel / Fax : 033 3346916. E-mail: fmckol@vsnl.net |
